Are you seeking a dynamic FinTech Risk Control Manager to revolutionize your organization’s digital landscape?
At Storm2, we specialize in connecting innovative FinTech companies with top-tier FinTech professionals. In this post, you’ll find a Risk Control Manager job description and key responsibilities for the role.
Risk Control Manager responsibilities include …
- Developing, implementing, and managing compliance policies, procedures, and controls to ensure adherence to regulatory requirements and industry best practices.
- Conducting regular compliance assessments and audits to identify areas of non-compliance and implementing corrective actions as needed.
- Monitoring changes in regulatory requirements and industry trends to ensure that compliance programs remain up-to-date and effective.
- Providing compliance guidance and training to employees to raise awareness of compliance obligations and promote a culture of compliance within the organization.
- Investigating compliance incidents, breaches, and complaints, and developing and implementing remediation plans to address identified issues.
- Collaborating with internal stakeholders, including legal, risk management, and business units, to address compliance-related matters and implement compliance initiatives.
- Liaising with regulatory authorities, external auditors, and industry associations to address compliance inquiries, examinations, and reporting requirements.
- Developing and maintaining compliance-related documentation, records, and reports to demonstrate compliance efforts and facilitate regulatory inspections and audits.
- Contributing to the development and implementation of compliance monitoring and surveillance tools and systems to enhance compliance oversight and effectiveness.
Looking to hire a Risk Control Manager?
Try this Risk Control Manager job description ⚡
Risk Control Manager
Department: Risk & Compliance
Location: Remote
As the Risk Control Manager, you will be instrumental in ensuring that our leading FinTech company complies with all applicable regulations and industry standards. Operating at the forefront of compliance, you will collaborate with cross-functional teams to implement robust compliance programs and mitigate compliance risks. This remote position offers a unique opportunity to contribute to our mission of transforming the financial industry while working in a dynamic and innovative environment.
Reporting Structure: You will report to the CCO
Risk Control Manager Job Scope and Responsibilities
- Developing and implementing compliance policies and procedures.
- Conducting compliance assessments and audits.
- Monitoring regulatory changes and industry trends.
- Providing compliance guidance and training.
- Investigating compliance incidents and breaches.
- Collaborating with internal stakeholders.
- Liaising with regulatory authorities and external auditors.
- Developing and maintaining compliance documentation and reports.
- Contributing to compliance monitoring and surveillance tools.
Preferred Qualifications:
- Bachelor’s degree in law, finance, business, or related field; advanced degree or professional certification in compliance is a plus.
- Proven experience in compliance roles within the financial services industry or related sectors.
- Strong understanding of regulatory requirements, compliance principles, and industry best practices.
- Excellent analytical, problem-solving, and decision-making skills.
- Strong communication, presentation, and interpersonal skills.
- Ability to collaborate effectively with cross-functional teams and stakeholders.
- Detail-oriented and able to work independently.
- Proficiency in compliance tools and software applications.
Benefits:
- Competitive salary and performance-based bonuses.
- Remote work opportunity, collaborating with global teams.
- Opportunities for professional development and career advancement.
- Comprehensive health and wellness benefits.
- Engaging company culture with a focus on innovation and collaboration.
About Us:
We are a leading FinTech company committed to driving compliance excellence and integrity in the financial services sector. Join us as a Compliance Manager and be part of a dynamic team shaping the future of FinTech.
Apply/Contact Us:
Send your CV or get in touch by emailing hiring@fintechcompany.com. Take the lead in shaping the future of FinTech with us!
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