Are you seeking a dynamic FinTech Chief Compliance Officer (CCO) to revolutionize your organization’s digital landscape?
At Storm2, we specialize in connecting innovative FinTech companies with top-tier FinTech professionals. In this post, you’ll find a Chief Compliance Officer (CCO) job description and key responsibilities for the role.
Chief Compliance Officer (CCO) responsibilities include …
- Developing, implementing, and maintaining a comprehensive compliance program to ensure adherence to applicable laws, regulations, and industry standards.
- Providing strategic guidance and leadership on compliance matters to senior management and the board of directors.
- Monitoring regulatory developments and changes in the legal and compliance landscape to ensure the organization remains compliant with relevant requirements.
- Conducting risk assessments and implementing measures to mitigate compliance and operational risks.
- Providing regular reporting and updates on compliance activities, issues, and trends to senior management and the board of directors.
- Overseeing compliance training and awareness programs to educate employees on compliance policies and procedures.
- Managing relationships with regulatory authorities and external auditors, and overseeing regulatory examinations and audits.
- Investigating and responding to compliance incidents, allegations, and inquiries, and implementing corrective actions as necessary.
- Collaborating with cross-functional teams, including legal, finance, and operations, to ensure alignment of compliance efforts with business objectives.
Looking to hire a Chief Compliance Officer (CCO)?
Try this Chief Compliance Officer job description ⚡
CCO
Department: Risk & Compliance
Location: Remote
As a Chief Compliance Officer, you will be a key leader in ensuring regulatory compliance and managing risks within our leading FinTech company. Operating at the forefront of compliance leadership, you will lead the development and implementation of a comprehensive compliance program to ensure adherence to applicable laws, regulations, and industry standards. This remote position offers a unique opportunity to shape the future of compliance operations, contributing to our mission of transforming the financial industry.
Reporting Structure: You will report to the CEO
Chief Commercial Officer Job Scope and Responsibilities
- Developing, implementing, and maintaining a comprehensive compliance program to ensure adherence to applicable laws, regulations, and industry standards.
- Providing strategic guidance and leadership on compliance matters to senior management and the board of directors.
- Monitoring regulatory developments and changes in the legal and compliance landscape.
- Conducting risk assessments and implementing measures to mitigate compliance and operational risks.
- Overseeing compliance training and awareness programs.
- Managing relationships with regulatory authorities and external auditors.
- Investigating and responding to compliance incidents, allegations, and inquiries.
- Collaborating with cross-functional teams to ensure alignment of compliance efforts with business objectives.
- Providing regular reporting and updates on compliance activities.
- Acting as a champion for a culture of compliance and ethical conduct.
Preferred Qualifications:
- Bachelor’s degree in business administration, law, or a related field; JD or advanced degree is a plus.
- Proven experience in compliance leadership roles within the FinTech industry or related field.
- Strong leadership and management skills, with the ability to influence and collaborate effectively.
- Excellent knowledge of relevant laws, regulations, and industry standards.
- Strong analytical skills, with the ability to assess risks and implement effective controls.
- Experience managing regulatory relationships and audits.
- Ability to communicate complex compliance issues clearly and effectively.
- Strong organizational skills, with the ability to manage multiple priorities and deadlines.
- Ability to thrive in a fast-paced, dynamic environment and adapt to changing regulatory requirements.
Benefits:
- Competitive salary and performance-based bonuses.
- Remote work opportunity, collaborating with global teams.
- Opportunities for professional development and career advancement.
- Comprehensive health and wellness benefits.
- Engaging company culture with a focus on innovation and collaboration.
About Us:
We are a leading FinTech company at the forefront of reshaping financial services. Our commitment to commercial excellence and innovation drives us to create solutions that transform the industry. Join us as a Chief Compliance Officer to lead and contribute significantly to our mission.
Apply/Contact Us:
Send your CV or get in touch by emailing hiring@fintechcompany.com. Take the lead in shaping the future of FinTech with us!
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